Can A Registered Investment Advisor Advise A Conpany

Business Standard

Either sell or advise, Sebi says investment advisors tin can't do both

SEBI has stipulated segregation of services. At present, directorate carry out both informational and distribution services and there is no segregation.

Topics
Sebi | Securities and Exchange Lath of India | Fiscal products

IANS Last Updated at July x, 2020 06:42 IST

Investment advisers tin either distribute financial products or propose on them to investors, but cannot do both, as per Markets regulator SEBI. The movement will be applicable from October 1.

The Securities and Exchange Board of India has amended the Investment Advisers Regulations and covers any person who advises clients on purchase, sale, investment or portfolio management in securities for these entities who is chosen an investment adviser. SEBI has stipulated segregation of services. At present, advisers carry out both advisory and distribution services and in that location is no ...

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First Published: Thu, July 09 2020. 20:32 IST